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Prevention and Treatment of Postphlebitic Syndrome
Results of a 3-Part Study
Jeffrey S. Ginsberg, MD;
Jack Hirsh, MD;
James Julian, MMath;
Mary Vander LaandeVries, RN;
Deborah Magier, RN;
Betsy MacKinnon, MSc;
Michael Gent, DSc
Arch Intern Med. 2001;161:2105-2109.
ABSTRACT
Background The true incidence of postphlebitic syndrome (PPS) following proximal
deep venous thrombosis (DVT) and the efficacy of graduated compression stockings
in preventing and treating PPS are unknown.
Methods A 3-part study of 202 patients evaluated 1 year after proximal DVT:
2 randomized placebo-controlled trials of stockings and 1 prospective cohort
of untreated patients. Patients were evaluated for PPS, using a standardized
questionnaire, and for venous valvular incompetence, using photoplethysmography
and venous Doppler. They were enrolled in study 1 or study 2 if they did not
have symptomatic PPS and did not have or had venous valvular incompetence,
respectively, and into study 3 if they had symptomatic PPS. Study 1 patients
were left untreated and followed up for development of PPS every 6 months
for a mean of 55 months. Study 2 patients were randomized to a below-knee
stocking (20-30 mm Hg) or a matched placebo stocking, and followed up for
development of PPS every 6 months for a mean of 57 months. Study 3 patients
were randomized to an active stocking (30-40 mm Hg) or a matched placebo stocking
and followed up every 3 months for treatment failure, defined a priori.
Results In study 1, 6 (5.0%) of 120 patients were categorized as treatment failures,
a rate similar to placebo-treated study 2 patients (P
= .10). In study 2, 0 (0%) of 24 active and 1 (4.3%) of 23 placebo-treated
patients were categorized as treatment failures (P
= .49). In study 3, 11 (61.1%) of 18 active and 10 (58.8%) of 17 placebo-treated
patients were categorized as treatment failures (P>.99).
Conclusions Most patients do not have PPS 1 year after proximal DVT, and do not
require stockings. We failed to show a benefit of stockings in patients with
PPS, but the small numbers preclude definitive conclusions.
INTRODUCTION
DEEP VEIN thrombosis (DVT) is a relatively common disease that can be
associated with pulmonary embolism, an acute complication,1
as well as the postphlebitic syndrome (PPS), a chronic complication.2 Rapid identification of DVT and treatment with anticoagulants
virtually eliminates the risk of pulmonary embolism.1
However, prevention and treatment of the PPS, which consists of chronic pain
and swelling and, occasionally, ulceration of the leg, are problematic because
anticoagulant therapy alone might not be effective, and there are few well-designed
clinical trials to provide guidelines.
Patients with acute DVT usually present with pain and swelling due to
venous obstruction and inflammation caused by the thrombus. Once anticoagulant
therapy is initiated, venous obstruction usually resolves over several months
due to recanalization and development of collateral venous channels, leading
to initial improvement in pain and swelling.3-5
However, over time, it is believed that venous valvular incompetence, produced
when thrombosed venous segments recanalize, can cause venous hypertension,
which in turn can result in recurrence of pain and swelling; this is typical
of the PPS.2 It is probable that venous valvular
incompetence precedes, and is a sine qua non for, the PPS, although not all
patients with venous valvular incompetence become symptomatic.6
In general, 2 approaches have been used in the prevention and treatment
of the PPS: thrombolytic therapy6-10
and graduated compression stockings.11-16
Thrombolytic therapy has the potential to prevent morbidity from the PPS by
lysing thrombi, thereby relieving acute obstruction and preventing the venous
valvular damage and the residual venous obstruction that cause venous hypertension.
However, clinical trials have not clearly shown that thrombolytic therapy
reduces the incidence of the PPS6, 10
and it is unsuitable in most patients either because of the risk (eg, postoperative
patients) or because it is unlikely to be effective due to the thrombus age.
Graduated compression stockings are considered to be the mainstay of
therapy for PPS and are often routinely applied to patients shortly after
a diagnosis of DVT is made. By counteracting venous hypertension, stockings
have the potential to reduce or eliminate symptoms and to prevent venous ulceration.
Theoretically, stockings might be useful at 2 stages in the course of the
PPS. They could prevent or delay symptoms in asymptomatic patients with venous
valvular incompetence and they could relieve symptoms and prevent progression
of disease in symptomatic patients. One single, randomized controlled trial
has suggested symptomatic improvement in patients treated with such stockings
at the time of DVT.16
To test a management strategy to reduce morbidity from PPS and delineate
the role of stockings in the prevention and treatment of PPS, we conducted
a 3-part study. Patients were seen 1 year after proximal DVT and asked about
symptoms of PPS and evaluated for venous valvular incompetence.
Thus, we carried out 2 randomized placebo-controlled trials and 1 cohort
study, for which we had 3 primary objectives: (1) to determine in asymptomatic
patients if the presence of normal valvular function predicts lack of subsequent
morbidity from the PPS, without the need for stockings (study 1); (2) to determine
if asymptomatic patients with objective evidence of venous valvular incompetence
are predisposed to the development of PPS and, if so, whether therapy with
graduated compression stockings prevents or delays the onset of PPS (study
2); and (3) to determine if therapy with graduated compression stockings in
patients with PPS following DVT is effective in reducing symptoms (study 3).
PATIENTS AND METHODS
The study was approved by the institutional review board of the participating
McMaster Universitybased hospitals, Hamilton. Informed consent was
obtained from all patients after the study was explained.
INTERVENTION
Patients who had presented with a first episode of objectively confirmed
proximal (involving the popliteal or more proximal vein) DVT to a McMaster
Universityaffiliated hospital were screened for eligibility into the
study 1 year after their DVT. Patients were subdivided into those who presented
with suspected symptomatic DVT and those who had DVT found on routine venography
after major orthopedic surgery. The latter group consisted primarily of subjects
enrolled in 1 of several trials of DVT prophylaxis. The presence of 1 or more
of the following excluded patients from the study: (1) previous graduated
compression stocking therapy, (2) geographic inaccessibility, and (3) failure
to provide informed consent. If eligible and consenting, patients were evaluated
with a standardized questionnaire to determine if they had clinical evidence
of PPS, and objective testing to determine if they had evidence of venous
valvular incompetence. Depending on the findings, they were enrolled in 1
of 3 studies.
DEFINITION OF PPS
There is no uniformly accepted definition of PPS. Intermittent and reversible
pain and swelling can be seen acutely with DVT and for weeks and even months
afterward, particularly when the patient becomes mobile. Thus, we believed
it was important to allow the early reversible symptoms to subside before
labeling a patient as having PPS. Therefore, a priori, we used the following
definition of PPS: chronic (>1 month in duration), typical (better after a
night's sleep and leg elevation, worse at the end of the day and after prolonged
standing or sitting), and pain and swelling of the leg(s) 6 months or more
after a proximal DVT. Patients were categorized as having PPS only if they
had both pain and swelling.
TESTS FOR VENOUS VALVULAR INCOMPETENCE
Patients with either abnormal photoplethysmography and/or venous Doppler
findings were considered to have venous valvular incompetence.
PHOTOPLETHYSMOGRAPHY
Photoplethysmography is a noninvasive test of venous valvular function
in which a shortened venous refilling time is used to diagnose venous valvular
incompetence. Photoplethysmography was performed according to standard techniques.17 Published reports,17
including our own study,18 suggest that a venous
refilling time of less than 20 seconds is indicative of venous valvular incompetence
and, therefore, this cutoff was used.
VENOUS DOPPLER
The detection of reflux in the common femoral, superficial femoral,
popliteal and/or posterior tibial veins, is a reliable indication of valvular
incompetence.19 For this study, Doppler was
performed according to previously described methods.18
STUDY FLOW
Figure 1 presents the study
flow. Patients who did not meet the criteria for PPS were eligible for study
1 if they had normal photoplethysmography and Doppler findings and for study
2 if they had either abnormal photoplethysmography or Doppler findings. Patients
who were symptomatic with PPS, regardless of the results of photoplethysmography
and venous Doppler, were eligible for study 3.
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Figure 1. Study flowchart. DVT indicates
deep venous thrombosis; PPG, photoplethysmography; R, randomize; and GCS,
graduated compression stocking.
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Patients enrolled in study 1 were left untreated and followed up at
6-month intervals. At these times, they were asked about clinical evidence
of PPS. Patients who developed symptoms of PPS were considered to be treatment
failures.
Patients enrolled in study 1 were allocated in a randomized double-blind
trial to either a below-knee graduated compression stocking with a pressure
of 20 to 30 mm Hg or a matched placebo stocking with no hemodynamic effect
(1 to 2 sizes too large). Only the leg(s) with abnormal test(s) results were
treated. Follow-up was performed after 6 months when patients were asked about
clinical evidence of PPS (see definition above) and stocking compliance. Stockings
were replaced at each 6-month follow-up. Patients who developed symptoms of
PPS were considered to be treatment failures.
Patients enrolled in study 3 were allocated, in a randomized double-blind
trial, to either a graduated compression stocking with a pressure of 30 to
40 mm Hg or a matched placebo stocking with no hemodynamic effect (1 to 2
sizes too large). Patients with symptoms in the calf only received a "below-knee"
stocking, and those with thigh symptoms received a "thigh-length" stocking.
Only the symptomatic leg(s) was treated. Prerandomization stratification for
patients with calf symptoms vs those with symptoms above the knee was done
to ensure balanced randomization. Patients were encouraged to wear the stockings
as much as possible during waking hours. A baseline assessment was performed
and then patients were seen every 3 months for the duration of the study.
The stockings were replaced every 3 months.
Patients in study 3 were considered to be treatment failures under any
of the following circumstances:
- The patient felt that the pain and/or swelling
did not improve or was worse after the first 3-month treatment intervalfurther
defined as the patient answering a global rating questionnaire (Figure 2) that they were worse or about the same.
- The patient experienced symptomatic deterioration
during any 2 consecutive treatment intervalsfurther defined as the
patient answering the global rating questionnaire that they were worse in
2 consecutive intervals.
- The patient experienced marked symptomatic deterioration
during any treatment intervalfurther defined as the patient answering
question 1 of the global rating questionnaire that they were worse and question
2 with answers e, f, or g (ie, a good deal, a great deal, or very great deal
worse, respectively).
- Symptoms caused 5 or more days of work absenteeism
or inability to perform housework during any 3-month interval.
- The patient developed a venous ulcer.
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Figure 2. Global rating questionnaire.
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AVOIDANCE OF BIAS AND CONTAMINATION
Blinding was maintained by removing labels from stockings and by having
patients remove their stockings before their 3- to 6-month assessments. To
avoid interviewer bias, patients in study 1 were instructed not to inform
the interviewer that they were not using stockings.
STATISTICAL CONSIDERATIONS
Analysis
For study 1, the primary analysis was a description of the incidence
of treatment failure (and the 95% confidence interval [CI]). A secondary analysis
comprised a comparison of the proportions of treatment failures in study 1
patients with the placebo arm of study 2 patients. For both study 2 and study
3, the primary analysis was a comparison of the proportion of treatment failures
in the 2 arms of the study.
The occurrence of symptoms was treated in the context of survival analysis
and the treatment failurefree survival of the treatment groups was
estimated by the Kaplan-Meier method20 and
compared by the Mantel-Haenszel21 test. Patients
who died or were otherwise lost to follow-up and had not developed PPS were
considered as event-free up to the time of the last visit. Proportions were
compared using the Fisher exact test. Odds ratios as well as proportions and
their corresponding exact 95% CIs were calculated where indicated.
Sample Size
For study 1, we hypothesized that asymptomatic patients without venous
valvular incompetence would have a risk of developing PPS of no more than
20% within 2 to 3 years. Using the placebo-treated patients in study 2 as
the control group (treatment failure rate of 50% vs 20%) and accepting a 2-sided
of .05 and a error of .2, we estimated requiring a sample size of 46
patients. For study 2, we hypothesized that patients without symptoms but
with venous valvular incompetence 1 year after proximal DVT would have a risk
of developing PPS (treatment failure) of approximately 50% within 2 to 3 years
if left untreated and that active stockings would reduce this to approximately
20%. Therefore, allowing a 2-sided of .05 and a error of .2,
we estimated requiring a sample size of 46 subjects per group. For study 3,
we estimated that 50% of patients would be classified as treatment failures
with the active stocking and that 90% would be treatment failures with the
placebo stocking within 2 years. Accepting a 2-sided of .05 and a
error of .2, the estimated sample size was 25 patients per group.
RESULTS
The study began in July 1990 and the last patient completed follow-up
in December 1999. During the study period, 384 patients were screened for
eligibility and 143 were excluded. The 3 most common reasons for exclusion
were previous DVT (n = 63), prior use of graduated compression stockings (n
= 53), and geographic inaccessibility (n = 17). Of 241 potentially eligible
patients, 39 refused consent and 202 were enrolled.
Because more than 200 patients had been recruited over a period of 9
years (we estimated we would need a total of 188 patients), we decided to
perform an interim analysis despite the fact that the required sample sizes
had not been achieved in studies 2 and 3. The analysis was performed by a
blinded statistician (M.G.) to determine if it was futile or worth continuing
the study; it was decided to terminate the study.
Of the 202 eligible consenting patients, 47 were allocated to study
2 (asymptomatic PPS, venous valvular incompetence), 120 were allocated to
study 1 (asymptomatic PPS, no venous valvular incompetence), and 35 were allocated
to study 3 (symptomatic PPS, regardless of venous valvular incompetence).
The key demographic data for the patients in the 3 studies are shown in Table 1.
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Postphlebitic Syndrome Studies*
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Of the patients in study 1, 6 (5.0%; 95% CI, 1.9%-10.6%) were considered
treatment failures. Of the patients in study 2, 0 (0%) of 24 treated with
active stockings were considered treatment failures, compared with 1 (4.3%)
of 23 treated with placebo stockings (P = .49). The
difference in the treatment failure rate in study 1 and the placebo-treated
patients in study 2 is not statistically significant (P = .10).
Overall, 7 of 167 patients in studies 1 and 2 were considered treatment
failures. When interpreted collectively, this study suggests that most patients
(83%) are asymptomatic 1 year after proximal DVT, and if they are asymptomatic
at this time, they have a very low incidence of subsequent PPS.
Of the patients in study 3, 11 (61.1%) of 18 treated with active stockings
were considered treatment failures compared with 10 (58.8%) of 17 treated
with placebo stockings (P>.99). The 95% CI on the
observed difference of 2.3% in the rates of treatment failure is -29%
to +34%, meaning we cannot exclude a true, absolute benefit of stockings of
almost 30%.
Of the 110 patients who were known to have originally presented with
symptomatic DVT, 30 (27%) had PPS at 1 year and were randomized into study
3. In contrast, of the 82 patients who were known to have originally presented
with asymptomatic DVT (usually found on routine, predischarge venography after
orthopedic surgery), 3 (4%) had PPS and were randomized into study 3. This
difference in the incidence of PPS is statistically significant (odds ratio,
9.9; 95% CI, 2.7-43.0; P<.001).
COMMENT
Based on the results of our studies, 3 important conclusions can be
made. First, most patients (83%) do not have PPS 1 year after proximal DVT
and they rarely develop it within 5 years or more after the diagnosis of DVT
if they are asymptomatic at 1 year. Second, patients who develop asymptomatic
DVT have a very low incidence of PPS (3/82 = 3.7%; 95% CI, 0.8%-10.3%) at
1 year. In contrast, patients with symptomatic DVT have a statistically and
clinically significant increase in the incidence of PPS (30/110 = 27.3%; 95%
CI, 18.9%-35.6%). Third, in all patients who do not meet our criteria for
PPS 1 year after proximal DVT, regardless of the presence or absence of venous
valvular incompetence, stockings are not justified. This conclusion is based
on the extremely low rate of development of PPS in the patients enrolled in
studies 1 and 2 (7/167 = 4.2%; 95% CI, 1.7%-8.4%). We were unable to demonstrate
a benefit of graduated compression stockings in patients with established
PPS. Although this conclusion is limited by the relatively small numbers,
the results do suggest that the benefit of stockings is limited.
Our study could be criticized because the use of "oversized" placebo
stockings might have made some patients aware that they were being treated
with a placebo. However, we excluded patients who had previously worn stockings,
reducing the risk of unblinding. In addition, if patients were systematically
unblinded we would have expected a bias in favor of preferring the "active"
stocking and an increase in treatment failures in the placebo group, neither
of which was seen.
Our results appear to conflict with a previous randomized trial in which
patients with DVT were randomized (at the time of DVT) to either a stocking
or no treatment.16 However, that study differs
in 2 ways from ours: first, no placebo was used that might have biased the
assessment and, second, the definition of the PPS and treatment failures were
different. In our study, we used a definition that focuses on lifestyle and
quality of life, whereas in the previous study, a symptom score, which included
asymptomatic findings that might lack clinical relevance, was generated based
on signs as well as symptoms of PPS.
Based on our study results and clinical experience, we recommend the
following strategy in patients with acute DVT. Empirically, to relieve acute
pain and swelling, simple maneuvers, such as elevating the leg and avoiding
aggravating positions and activities, should be strongly recommended. We advise
against the routine use of stockings shortly after DVT except under unusual
circumstances because they can be difficult to put on in symptomatic patients,
they are likely to fit poorly once the acute swelling dissipates, and, in
our experience, the acute symptoms resolve within 1 to 3 months after DVT.
We limit stocking therapy to those with severe symptoms and tend to use "lightweight"
stockings. We also believe waiting for 1 year is reasonable since none of
our patients developed substantial symptomatic worsening and none developed
severe sequelae, such as skin ulceration. If patients do not have symptomatic
PPS at 1 year, stockings can be avoided and the patients reassured that their
subsequent risk of symptomatic worsening is very low. In symptomatic patients
with PPS, we recommend a trial of properly fitted graduated compression stockings
since although we were unable to demonstrate a clear benefit, the study did
not have enough power to detect a clinically important improvement in symptoms.
In addition, our clinical experience, as well as a limited number of published
studies, suggests that some symptomatic patients benefit from stockings. Finally,
patients for whom stockings fail or who are intolerant of stockings, should
undergo a trial of intermittent compression therapy with an extremity pump,
which we have found beneficial in a significant proportion (approximately
75%) of patients.22 We believe that the above
minimizes expense and results in trivial morbidity. However, further large
trials are required to determine if stockings are truly of benefit in symptomatic
patients with PPS.
AUTHOR INFORMATION
Accepted for publication February 22, 2001.
Dr Ginsberg is a recipient of a Career Investigator Award of the Heart
and Stroke Foundation of Ontario, supported by a Grant-In-Aid of the National
Health Research Department Program of Health and Welfare Canada (grant 6606-161-60).
We thank Juzo, Inc, Cuyahoga Falls, Ohio, for providing the graduated
compression stockings for the study, and Annette Hornby, MRT(R), RDMS, RVT,
ultrasound technologist, Chedoke-McMaster Hospitals.
Corresponding author and reprints: Jeffrey S. Ginsberg, MD, McMaster
University Medical Center, 1200 Main St W, HSC-3W11, Hamilton, Ontario, Canada
L8N 3Z5.
From the Departments of Medicine (Drs Ginsberg and Hirsh and Mss Vander
LaandeVries and Magier) and Clinical Epidemiology and Biostatistics (Mr Julian,
Ms MacKinnon, and Dr Gent), McMaster University, Hamilton, Ontario.
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