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Role of Pharmacist Counseling in Preventing Adverse Drug Events After Hospitalization
Jeffrey L. Schnipper, MD, MPH;
Jennifer L. Kirwin, PharmD, BCPS;
Michael C. Cotugno, PharmD;
Stephanie A. Wahlstrom, PharmD;
Brandon A. Brown, PharmD;
Emily Tarvin, BA;
Allen Kachalia, MD, JD;
Mark Horng, MD;
Christopher L. Roy, MD;
Sylvia C. McKean, MD;
David W. Bates, MD, MSc
Arch Intern Med. 2006;166:565-571.
ABSTRACT
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Background Hospitalization and subsequent discharge home often involve discontinuity of care, multiple changes in medication regimens, and inadequate patient education, which can lead to adverse drug events (ADEs) and avoidable health care utilization. Our objectives were to identify drug-related problems during and after hospitalization and to determine the effect of patient counseling and follow-up by pharmacists on preventable ADEs.
Methods We conducted a randomized trial of 178 patients being discharged home from the general medicine service at a large teaching hospital. Patients in the intervention group received pharmacist counseling at discharge and a follow-up telephone call 3 to 5 days later. Interventions focused on clarifying medication regimens; reviewing indications, directions, and potential side effects of medications; screening for barriers to adherence and early side effects; and providing patient counseling and/or physician feedback when appropriate. The primary outcome was rate of preventable ADEs.
Results Pharmacists observed the following drug-related problems in the intervention group: unexplained discrepancies between patients' preadmission medication regimens and discharge medication orders in 49% of patients, unexplained discrepancies between discharge medication lists and postdischarge regimens in 29% of patients, and medication nonadherence in 23%. Comparing trial outcomes 30 days after discharge, preventable ADEs were detected in 11% of patients in the control group and 1% of patients in the intervention group (P = .01). No differences were found between groups in total ADEs or total health care utilization.
Conclusions Pharmacist medication review, patient counseling, and telephone follow-up were associated with a lower rate of preventable ADEs 30 days after hospital discharge. Medication discrepancies before and after discharge were common targets of intervention.
INTRODUCTION
Drug-related problems (DRPs), including treatment failures and adverse drug events (ADEs), are a pervasive patient safety issue.1-3 They are particularly common after hospitalization,4 when multiple changes to patients' medication regimens5 may be accompanied by inadequate patient education,6-7 follow-up, and continuity of care.8 These factors commonly result in inappropriate medication prescribing, discrepancies between prescribed and actual regimens, poor adherence, and inadequate surveillance for adverse effects.9-15 These problems may cause preventable ADEs and increased health care utilization. An estimated 12% to 17% of general medicine patients experience ADEs after hospital discharge, more than half of them judged preventable or ameliorable (ie, duration or severity could have been decreased)4, 16; 6% to 12% of ADEs result in emergency department (ED) visits and 5% in hospital readmissions.3
Hospital pharmacists have the expertise to address DRPs during and after hospitalization. They can counsel patients at discharge, detect and resolve medication discrepancies, and screen for nonadherence and ADEs after discharge. Data suggest that counseling patients before discharge reduces medication discrepancies17-18 and improves adherence.17-19 Pharmacist follow-up after discharge has mixed effects on ED visits, hospital readmissions, and costs,18-21 and effects of pharmacist interventions on ADEs after discharge are unknown. The objectives of this study were to identify DRPs during and after medical hospitalization and to evaluate the effects of counseling and follow-up by pharmacists on the rate of preventable ADEs, health care utilization, medication nonadherence, and medication discrepancies 30 days after discharge from an acute care hospital. We hypothesized that pharmacist interventions would reduce the rate of preventable ADEs.
METHODS
SETTING AND PARTICIPANTS
This randomized controlled trial was conducted at Brigham and Women's Hospital (BWH), Boston, Mass, from April 1, 2002, through March 20, 2003.22 Eligible subjects were patients admitted to 1 of 4 teams on the general medicine service who were being discharged home and who could be contacted 30 days after discharge, spoke English, and were cared for by a BWH primary care physician or internal medicine resident. Patients provided informed written consent unless cognitively impaired. If impaired, they were included if they lived with someone who administered their medications regularly, could provide consent, and was willing to be the recipient of pharmacist interventions. To improve the consistency of interventions, patients were enrolled when 1 of 3 study pharmacists was assigned to the general medicine service and available for inpatient counseling (most weekdays). This study was approved by the BWH institutional review board.
After providing consent, patients were randomized to receive usual care or the interventions described in the next section. Randomization was by a computer-generated algorithm, and treatment assignments, kept in sealed opaque envelopes, were opened only after patient consent was obtained; pharmacists carried out enrollment and patient assignment. Although patients and pharmacists were not blinded to the interventions, outcomes were assessed by research assistants and 3 of us (J.L.S., A.K., and M.H.) blinded to treatment assignment.
Patients assigned to usual care received routine review of medication orders by a ward-based pharmacist and medication counseling by a nurse at the time of discharge. Nursing discharge counseling typically focused on medication directions and may have included a discussion of indications or potential side effects, especially for new medications. These sessions sometimes included informal medication reconciliation, such as comparing discharge medications with those currently prescribed in the hospital.
PHARMACIST INTERVENTIONS
The pharmacist intervention on the day of discharge consisted of several parts. First, discharge medication regimens were compared with preadmission regimens and all discrepancies were reconciled with the medical team's help. Patients were screened for previous DRPs, including nonadherence, lack of efficacy, and side effects. The pharmacist reviewed the indications, directions for use, and potential adverse effects of each discharge medication with the patient and discussed significant findings with the medical team.
During the follow-up telephone call, the pharmacist compared the patient's self-reported medication list with the discharge list, exploring any discrepancies. The pharmacist also asked about medication adherence, possible ADEs, and adherence with scheduled follow-up and laboratory appointments. Significant findings were entered into the electronic medical record used by all BWH outpatient practices and communicated to the patient's primary care physician via a standard e-mail template.
MEASUREMENTS
For patients randomized to the intervention group, observational process-of-care measurements included frequency of various DRPs detected by pharmacists (eg, medication nonadherence, possible adverse effects) and recommended actions (eg, changes to discharge medications) at discharge and follow-up. All recommendations were recorded on a standardized form and confirmed by 2 of us (J.L.S. and J.L.K.); disagreements were resolved by consensus.
To assess the primary outcome, all patients in the trial were contacted 30 days after discharge (±3 days) by a research assistant blinded to treatment assignment. The primary outcome was the presence of a preventable ADE in patients 30 days after hospital discharge. Secondary outcomes were all ADEs (preventable or not), patient satisfaction, health care utilization, medication adherence, and medication discrepancies.
Preventable ADEs were assessed with a modified version of the method developed by Bates and colleagues23 and their group.4, 24 Patients were asked a screening question for new or worsening symptoms since hospital admission. In the case of an affirmative response, follow-up questions elicited details about these symptoms and their relation to medications. Case summaries were prepared from these responses, medication lists at admission and discharge, the hospital discharge summary, any available outpatient visit notes, discharge summaries from ED visits or hospital readmissions, and laboratory test results in the month since discharge.
From these summaries, 2 of 3 physician adjudicators blinded to treatment group independently determined whether an ADE had occurred, using the Naranjo algorithm,25 a validated scoring system to assess causality. Disagreements were resolved by consensus between the 2 adjudicators and with the third if necessary. Blinded adjudicators independently evaluated ADE severity, preventability, and, if not preventable, ameliorability.
For all hospital admissions or ED visits, blinded physician adjudicators assessed any relationship to medication use or preventability. Preventable medication-related ED visits or readmissions were considered to be preventable ADEs. If patients could not be contacted by telephone 30 days after discharge but had been readmitted to the hospital or visited the ED, case summaries were prepared and ADEs assessed as described in the preceding paragraph but without the patients' responses. This improved our ability to detect serious and preventable ADEs while minimizing bias due to loss to follow-up. Because ADE assessment without patient responses is less well established than assessment using patient interview, all ED visits or readmissions that were at least possibly medication related were automatically reviewed by an independent, blinded expert in drug safety at BWH.
Satisfaction with hospitalization and discharge processes was assessed with a standard questionnaire (Press Ganey Associates, South Bend, Ind). Health care utilization measures, including scheduled and unscheduled office visits, urgent care and ED visits, and hospital admissions, were assessed by survey questions and hospital administrative data. Administrative data from BWH were subsequently chosen as the gold standard for hospital admission and ED visits because we found evidence of patient underreporting and minimal evidence of readmissions to other hospitals (ie, no hospital readmissions and only 3 self-reported ED visits, all in the intervention group, that could not be confirmed by BWH administrative data). Medication adherence was assessed by asking patients whether they had taken each medication exactly as prescribed during the previous day and on how many days during the previous week. We collected pharmacy refill data for a subset of patients who used the hospital outpatient pharmacy, to confirm the validity of this approach. Medication discrepancies were determined by comparing the discharge medication regimen with the medications reported by each patient at 30 days. Differences not attributable to a physician's order or completion of a prescribed course of treatment were considered discrepancies.
STATISTICAL ANALYSIS
Dichotomous outcomes (eg, preventable ADEs) were assessed by Fisher exact test. Pseudocontinuous variables such as patient satisfaction score and medication adherence score (adherent medication days divided by all possible medication days) were analyzed with the Wilcoxon rank sum test. Multiple regression was not used to analyze preventable ADEs because of the small number of events and concern for overfitting. Interrater reliability for all adjudicated outcomes was assessed with the statistic. All analyses followed the intention-to-treat principle. The study, with 85 patients per arm, had 80% power to detect an absolute difference in preventable ADEs of 12% (13% vs 1%). Two-sided P values less than .05 were considered significant. SAS statistical software, version 8.1 (SAS Institute Inc, Cary, NC) was used for all analyses.
RESULTS
The study enrolled 178 patients; after 2 postrandomization exclusions, 92 received pharmacist interventions and 84, usual care. The Figure illustrates the flow of subjects through the trial. Whether a preventable ADE had occurred could be assessed in 152 patients (85%), including 138 who could be contacted 30 days after discharge and 14 patients who could not but who visited the ED or were readmitted to the hospital. At baseline, there were no significant differences between patients in the 2 study arms (Table 1). The mean age of participants was 58.4 years; 66% were women. The median number of medications at discharge was 8.
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Figure. Flow of participants through the trial. ADE indicates adverse drug event; ED, emergency department.
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Table 1. Characteristics of Patients*
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DRUG-RELATED PROBLEMS OBSERVED IN THE INTERVENTION GROUP
During the interventions, pharmacists identified many types of DRPs. At discharge counseling (n = 91), pharmacists discovered that the medical team had often misunderstood the patient's preadmission medication regimen and carried through these inaccuracies to the discharge medication orders. These included 34 missing medications, a different dose or frequency of a medication in 12 cases, and a different medication in the same class in 11 cases (Table 2); 45 patients (49%) had 1 or more unexplained discrepancies in their discharge medication orders. Pharmacists also found that 15 patients (16%) admitted to having had problems with their medication regimens before admission, including possible side effects and difficulties with adherence. Pharmacists suggested 23 changes to discharge medications on other clinical grounds (eg, to simplify a medical regimen or avoid a drug interaction). Overall, pharmacists recommended 80 changes in 55 patients (60%).
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Table 2. Drug-Related Problems Detected by Pharmacists During Intervention
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During follow-up telephone calls 3 to 5 days after discharge (n = 79), pharmacists noted discrepancies between the discharge medication list and the patient's reported home regimen in 56 patients (71%). In 33 patients (42%), discrepancies were accounted for by reported changes by the patients' physicians or were changes in "as-needed" or over-the-counter medications only. Of more concern were the 28 remaining discrepancies in 23 patients (29%) that remained unexplained (Table 2). Most discrepancies involved changes in dose or frequency or complete omission of a prescribed medication. In addition, possible medication side effects were noted in 37% (29 patients), medication nonadherence in 23% (18), difficulty obtaining refills in 18% (14), and difficulty with medication costs in 11% (9).
TRIAL RESULTS: PRIMARY AND SECONDARY OUTCOMES
Thirty days after discharge, preventable ADEs had occurred in 1 patient in the intervention group and 8 in the usual-care group (1% vs 11%; P = .01; unadjusted odds ratio, 0.10; 95% confidence interval, 0.013-0.86) (Table 3). The rate of preventable, medication-related ED visits or hospital readmissions was 1% in the intervention group and 8% in those assigned to usual care (P = .03). The groups did not differ significantly with respect to total ADEs, total health care utilization, patient satisfaction, medication adherence (Table 3), or duration or severity of ameliorable ADEs (data not shown). Unexplained discrepancies between discharge medication regimens and self-reported medications 30 days after discharge were common in both control and intervention groups (65% and 61%, respectively).
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Table 3. Primary and Secondary Study Outcomes*
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Preventable ADEs were due to a number of factors, including discrepancies and inappropriate prescribing before discharge, as well as discrepancies, lack of medication access, nonadherence, and inadequate drug monitoring after discharge (see Table 4 for a description of all preventable ADEs).
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Table 4. Preventable Adverse Drug Events
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Interrater reliability for assessment of preventable ADEs was fair ( = 0.59). A validation of self-reported medication adherence with pharmacy refill rates in a sample of patients found inflation of patient estimates by as much as 40%, independent of treatment group.
COMMENT
Medication review, discharge counseling, and telephone follow-up by pharmacists were associated with a significantly lower rate of preventable ADEs 30 days after hospital discharge. Preventable, medication-related ED visits and hospital readmissions were similarly reduced. On the other hand, no differences were seen in total ADEs, total health care utilization, medication adherence or discrepancies, or patient satisfaction. On the basis of the drug-related problems addressed by pharmacists and the types of preventable ADEs seen among control patients, the lower rate of preventable ADEs in the intervention group may have been due to resolution of medication discrepancies and improvement in medication appropriateness before hospital discharge, and improved access to medications after discharge.
Medication discrepancies (ie, differences between what patients think they should be taking and regimens ordered by physicians) were common during and after hospital discharge. Discrepancies differ from problems of medication adherence (ie, differences between what patients think they should be taking and what they actually take) because the problem is one of communication and documentation rather than patient education or motivation. Discrepancies have serious consequences, including prolonged periods of overtreatment or undertreatment. The problem has been demonstrated in recent studies,9, 15, 27 including 2 of general medical inpatients showing discrepancies on hospital admission in 53.6% and 54.4% of patients,13, 28 similar to our finding of discrepancies in 49%. The magnitude of this problem is only beginning to be appreciated and to receive attention from health care agencies. The Joint Commission for Accreditation of Healthcare Organizations is now mandating medication reconciliation at the time of hospital admission and discharge,29 although organizations are still struggling with implementation issues.
Medication discrepancies probably occur for a variety of reasons. Patients often incompletely understand their medication regimens, especially at hospital admission, when cognition may be impaired and medication lists, pill bottles, and knowledgeable family members may be unavailable. Medication information from primary care offices and community pharmacies is often unavailable, outdated, or underused. When writing discharge medication orders, physicians may rely solely on the patient's current medication list rather than also referring to the preadmission list. At discharge, patients may not understand the discharge medication orders. After discharge, inaccuracies in the discharge medication list, formulary restrictions, and lack of communication among a patient's many providers may also contribute to the problem.
Our results, like those of others,28 suggest that hospital pharmacists can reconcile medication discrepancies before discharge. Considering the types of preventable ADEs detected in the control group, our intervention may also have resolved discrepancies immediately after discharge, although the discrepancy rate was similar in the 2 groups 30 days later. The high rate of discrepancies in both groups at 30 days raises the possibility that primary care physicians or other providers actually introduced new discrepancies after discharge. Similarly, our intervention may have improved short-term access and adherence to medications, although no differences were found at 30 days. This finding may have been due to patients' overreporting of adherence (of which we had evidence), or to an inability of our intervention to improve this outcome.
We found no evidence that our intervention lessened the severity or duration of ameliorable ADEs, perhaps because 1 follow-up telephone call 3 to 5 days after discharge is insufficient to detect the development of ADEs as they arise. Our intervention did not show an effect on total ADE rates or health care utilization, but our study was not powered to detect such effects.
Of note, the rate of nonpreventable ADEs was actually higher in the intervention group. Besides chance or confounding, possible reasons for this include a higher rate of reporting due to increased knowledge of potential side effects in the intervention group, or an actual increase in the prevalence of these side effects due to the power of suggestion (a variation of the "nocebo" effect30-31). Misclassification of preventable and nonpreventable ADEs is also a possibility, although our use of blinded, independent adjudicators makes this less likely. Further study is needed to distinguish among these possibilities.
This study has several implications for the design of future interventions to reduce DRPs during and after hospitalization. First, reconciling medications at admission and discharge, as now mandated by the Joint Commission for Accreditation of Healthcare Organizations, should improve patient outcomes. Interventions should also focus on minimizing unnecessary changes from preadmission regimens to discharge medication orders. After discharge, interventions should focus on identifying discrepancies between discharge medication orders and patients' self-reported regimens. Additional follow-up interventions may be necessary to provide sustained benefits in medication adherence and discrepancies and improve detection of ameliorable ADEs.
Several studies have shown that pharmacists can successfully implement medication reconciliation, but many hospitals may find this impossible because of the expense. Whether pharmacists need to be involved in the entire process of medication reconciliation for every patient remains to be seen. It may be possible to design reconciliation processes dependent on physicians and nurses in most cases, using pharmacists for patients at particularly high risk or when medication regimens are most in doubt. Similarly, other components of our intervention (patient counseling, early follow-up) might be reserved for patients at highest risk for ADEs (eg, older patients taking multiple medications32-33).
Our study also has implications for methods used to evaluate the impact of pharmacist interventions. To avoid social acceptability bias in self-reported outcomes such as adherence and discrepancies, future studies should attempt to independently assess these outcomes, eg, using pill counts, pharmacy refill rates, and confirmation of physician medication orders after discharge. Ideally, future studies should be large enough to evaluate total ADEs and allow for multivariable adjustment, subgroup analyses, and economic evaluation.
The results of this study should be viewed in light of its limitations, including single-site design, limited sample size, and fair interrater reliability of our primary outcome. However, all disagreements regarding preventable ADEs were resolved by consensus and with the use of a third adjudicator when necessary. Also, we cannot exclude the possibility that our results were due to a nonspecific effect of increased patient interaction in the intervention arm. However, the strong relationship between the types of actions taken by pharmacists and the types of preventable ADEs seen in the control arm make this unlikely.
In conclusion, pharmacist counseling and follow-up were associated with lower rates of preventable ADEs after discharge, likely through reduction in medication discrepancies. Greater roles for pharmacists in hospital care should be considered, especially as medication reconciliation becomes mandatory. Future studies should focus on optimizing these interventions, identifying patients most likely to benefit from pharmacist involvement, and studying and improving cost-effectiveness.
AUTHOR INFORMATION
Correspondence: Jeffrey L. Schnipper, MD, MPH, Division of General Medicine, Brigham and Women's Hospital, 1620 Tremont St, Boston, MA 02120-1613 (jschnipper{at}partners.org).
Accepted for Publication: September 20, 2005.
Author Contributions: Dr Schnipper had full access to all the data in the study and takes responsibility for the integrity of the data and the accuracy of the data analysis.
Financial Disclosure: None.
Funding/Support: This study was supported by the Division of General Medicine at Brigham and Women's Hospital (BWH), Boston, Mass, the Fish and Anderson Funds at BWH, and an unrestricted grant from the Merck Co Foundation, West Point, Pa. Dr Schnipper is supported by Mentored Clinical Scientist Development Award HL072806 from the National Heart, Lung, and Blood Institute, Bethesda, Md.
Role of the Sponsor: The funding organizations had no role in the design or conduct of the study; the collection, management, analysis, or interpretation of data; or the preparation, review, or approval of the manuscript.
Previous Presentations: This study was presented in part as a poster at the annual meetings of the Society of General Internal Medicine; May 3, 2002; Atlanta, Ga; and May 3, 2003; Vancouver, British Columbia.
Acknowledgment: We thank Carolyn Quill, Christine Zanfini, and Jorge Alvarez for assistance with data collection; Tejal Gandhi, MD, MPH, for review of medication-related ED visits and hospital readmissions; and E. John Orav, PhD, for statistical assistance.
Author Affiliations: Brigham and Womens/Faulkner Hospitalist Program (Drs Schnipper, Kachalia, Roy, and McKean); Division of General Medicine, Brigham and Women's Hospital and Harvard Medical School (Drs Schnipper, Kachalia, Horng, Roy, McKean, and Bates and Ms Tarvin); School of Pharmacy, Northeastern University Bouvé College of Health Sciences (Dr Kirwin); Department of Pharmacy Services, Brigham and Women's Hospital (Drs Cotugno, Wahlstrom, and Brown); and Harvard School of Public Health (Dr Bates); Boston, Mass.
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ASHP Long-Range Vision for the Pharmacy Work Force in Hospitals and Health Systems: Ensuring the Best Use of Medicines in Hospitals and Health Systems
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Improving adherence in patients with alcohol dependence: A new role for pharmacists
Peterson
Am J Health Syst Pharm 2007;64:S23-S29.
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Insufficient communication about medication use at the interface between hospital and primary care
Glintborg et al.
Qual Saf Health Care 2007;16:34-39.
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Design and Implementation of an Application and Associated Services to Support Interdisciplinary Medication Reconciliation Efforts at an Integrated Healthcare Delivery Network
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J. Am. Med. Inform. Assoc. 2006;13:581-592.
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Escalating polypharmacy
Gorard
QJM 2006;99:797-800.
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Proposed model for assuring quality of Medicare's medication therapy management
Chen and Thompson
Am J Health Syst Pharm 2006;63:1167-1171.
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Clinical pharmacists and inpatient medical care: a systematic review.
Kaboli et al.
Arch Intern Med 2006;166:955-964.
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